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  • Indirect radiative forcing by ion-mediated nucleation of aerosol

    A clear understanding of particle formation mechanisms is critical for assessing aerosol indirect radiative forcing and associated climate feedback processes. Recent studies reveal the importance of ion-mediated nucleation (IMN) in generating new particles and cloud condensation nuclei (CCN) in the atmosphere. Here we implement the IMN scheme into the Community Atmosphere Model version 5 (CAM5). Our simulations show that, compared to globally averaged results based on H<sub>2</sub>SO<sub>4</sub>-H<sub>2</sub>O binary homogeneous nucleation (BHN), the presence of ionization (i.e., IMN) halves H<sub>2</sub>SO<sub>4</sub> column burden, but increases the column integrated nucleation rate by around one order of magnitude, total particle number burden by a factor of ~3, CCN burden by ~10% (at 0.2% supersaturation) to 65% (at 1.0% supersaturation), and cloud droplet number burden by ~18%. Compared to BHN, IMN increases cloud liquid water path by 7.5%, decreases precipitation by 1.1%, and increases total cloud cover by 1.9%. This leads to an increase of total shortwave cloud radiative forcing (SWCF) by 3.67 W m<sup>−2</sup> (more negative) and longwave cloud forcing by 1.78 W m<sup>−2</sup> (more positive), with large spatial variations. The effect of ionization on SWCF derived from this study (3.67 W m<sup>−2</sup>) is a factor of ~3 higher that of a previous study (1.15 W m<sup>−2</sup>) based on a different ion nucleation scheme and climate model. Based on the present CAM5 simulation, the 5-yr mean impacts of solar cycle induced changes in ionization rates on CCN and cloud forcing are small (~−0.02 W m<sup>−2</sup>) but have larger inter-annual (from −0.18 to 0.17 W m<sup>−2</sup>) and spatial variations.
  • A new scheme for sulphur dioxide retrieval from IASI measurements: application to the Eyjafjallajökull eruption of April and May 2010

    A new optimal estimation algorithm for the retrieval of sulphur dioxide (SO<sub>2</sub>) has been developed for the Infrared Atmospheric Sounding Interferometer (IASI) using the channels between 1000–1200 and 1300–1410 cm<sup>−1</sup>. These regions include the two SO<sub>2</sub> absorption bands centred at about 8.7 and 7.3 &mu;m (the &nu;<sub>1</sub> and &nu;<sub>3</sub> bands respectively). The retrieval assumes a Gaussian SO<sub>2</sub> profile and returns the SO<sub>2</sub> column amount in Dobson units and the altitude of the plume in millibars (mb). Forward modelled spectra (against which the measurements are compared) are based on the Radiative Transfer for TOVS (RTTOV) code. In our implementation RTTOV uses atmospheric profiles from European Centre for Medium-Range Weather Forecasts (ECMWF) meteorological data. The retrieval includes a comprehensive error budget for every pixel derived from an error covariance matrix that is based on the SO<sub>2</sub>-free climatology of the differences between the IASI and forward modelled spectra. The IASI forward model includes the ability to simulate a cloud or ash layer in the atmosphere. This feature is used to illustrate that: (1) the SO<sub>2</sub> retrieval is not affected by underlying cloud but is affected if the SO<sub>2</sub> is within or below a cloud layer; (2) it is possible to discern if ash (or other atmospheric constituents not considered in the error covariance matrix) affects the retrieval using quality control based on the fit of the measured spectrum by the forward modelled spectrum. In this work, the algorithm is applied to follow the behaviour of SO<sub>2</sub> plumes from the Eyjafjallajökull eruption during April and May 2010. From 14 April to 4 May (during Phase I and II of the eruption) the total amount of SO<sub>2</sub> present in the atmosphere, estimated by IASI measurements, is generally below 0.02 Tg. During the last part of the eruption (Phase III) the values are an order of magnitude higher, with a maximum of 0.18 Tg measured on the afternoon of 7 May.
  • A Lagrangian analysis of a developing and non-developing disturbance observed during the PREDICT experiment

    The problem of tropical cyclone formation requires among other things an improved understanding of recirculating flow regions on sub-synoptic scales in a time evolving flow with typically sparse real-time data. This recirculation problem has previously been approached assuming as a first approximation both a layer-wise two-dimensional and nearly steady flow in a co-moving frame with the parent tropical wave or disturbance. This paper provides an introduction of Lagrangian techniques for locating flow boundaries that encompass regions of recirculation in time-dependent flows that relax the steady flow approximation. <br><br> Lagrangian methods detect recirculating regions from time-dependent data and offer a more complete methodology than the approximate steady framework. The Lagrangian reference frame follows particle trajectories so that flow boundaries which constrain particle transport can be viewed in a frame-independent setting. Finite-time Lagrangian scalar field methods from dynamical systems theory offer a way to compute boundaries from grids of particles seeded in and near a disturbance. <br><br> The methods are applied to both a developing and non-developing disturbance observed during the recent pre-depression investigation of cloud systems in the tropics (PREDICT) experiment. The data for this analysis is derived from global forecast model output that assimilated the dropsonde observations as they were being collected by research aircraft. Since Lagrangian methods require trajectory integrations, we address some practical issues of using Lagrangian methods in the tropical cyclogenesis problem. Lagrangian diagnostics are used to evaluate the previously hypothesized import of dry air into ex-Gaston, which did not re-develop into a tropical cyclone, and the exclusion of dry air from pre-Karl, which did become a tropical cyclone and later a major hurricane.
  • Vertical transport of pollutants by shallow cumuli from large eddy simulations

    This study investigates the vertical transport of a passive tracer in a shallow cumulus boundary layer using large eddy simulations. The tracer source is at the surface in one case, and in the inversion layer in the other case. Results show that shallow cumulus clouds can significantly enhance vertical transport of the tracer in both cases. In the case with surface-borne pollutants, cloudy regions are responsible for the upward transport, due to the intense updrafts in cumulus clouds. In the case where pollutants are aloft, cloud-free regions are responsible for the downward transport, but the downward transport mainly occurs in thin regions around cloud edges. This is consistent with previous aircraft measurements of downdrafts around cumulus clouds and indicates that the downward transport is also cloud-induced. Cumulus convection is therefore able to both vent pollutants upward from the surface and fumigate pollutants in the inversion layer downward into the lower boundary layer.
  • Comparison of MODIS cloud microphysical properties with in-situ measurements over the Southeast Pacific

    Utilizing the unique characteristics of the cloud over the Southeast Pacific (SEP) off the coast of Chile during the VOCALS field campaign, we compared satellite remote sensing of cloud microphysical properties against in-situ data from multi-aircraft observations, and studied the extent to which these retrieved properties are sufficiently constrained and consistent to reliably quantify the influence of aerosol loading on cloud droplet sizes. After constraining the spatial-temporal coincidence between satellite retrievals and in-situ measurements, we selected 17 non-drizzle comparison pairs. For these cases the mean aircraft profiling times were within one hour of Terra overpasses at both projected and un-projected (actual) aircraft positions for two different averaging domains of 5 km and 25 km. Retrieved quantities that were averaged over a larger domain of 25 km compared better statistically with in-situ observations than averages over a smaller domain of 5 km. Comparison at projected aircraft positions was slightly better than un-projected aircraft positions for some parameters. Overall, both MODIS-retrieved effective radius and LWP were larger but highly correlated with the in-situ measured effective radius and LWP, e.g., for averaging domains of 5 km, the biases are up to 1.75 μm and 0.02 mm whilst the correlation coefficients are about 0.87 and 0.85, respectively. The observed effective radius difference between the two decreased with increasing cloud drop number concentration (CDNC), and increased with increasing cloud geometrical thickness. Compared to the absolute effective radius difference, the correlations between the relative effective radius difference and CDNC or cloud geometric thickness are weaker. For averaging domains of 5 km and 25 km, the correlation coefficients between MODIS-retrieved and in-situ measured CDNC are 0.91 and 0.93 with fitting slopes of 1.23 and 1.27, respectively. If the cloud adiabaticity is taken into account, better agreements are achieved for both averaging domains (the fitting slopes are 1.04 and 1.07, respectively). Our comparison and sensitivity analysis of simulated retrievals demonstrate that both cloud geometrical thickness and cloud adiabaticity are important factors in satellite retrievals of effective radius and cloud drop number concentration. The large variabilities in cloud geometrical thickness and adiabaticity, the dependencies of cloud microphysical properties on both quantities (as demonstrated in our sensitivity study of simulated retrievals), and the inability to accurately account for either of them in retrievals lead to some uncertainties and biases in satellite retrieved cloud effective radius, cloud liquid water path, and cloud drop number concentration. However, strong correlations between satellite retrievals and in-situ measurements suggest that satellite retrievals of cloud effective radius, cloud liquid water path, and cloud drop number concentration can be used to investigate aerosol indirect effects qualitatively.
  • A better understanding of cloud optical thickness derived from the passive sensors MODIS/AQUA and POLDER/PARASOL in the A-Train constellation

    Cloud optical thickness (COT) is one of the most important parameter for the characterization of cloud in the Earth radiative budget. Its retrieval strongly depends on instrument characteristics and on many cloud and environment factors. Using coincident observations from POLDER/PARASOL and MODIS/AQUA in the A-Train constellation, geographical distributions and seasonal changes of COT are presented, in good agreement with general cloud climatology characteristics. Retrieval uncertainties mainly associated to sensor spatial resolution, cloud inhomogeneity and microphysical assumptions are discussed. <br><br> Comparisons of COT derived from POLDER and MODIS illustrate that as the primary factor, the sensor spatial resolution impacts COT retrievals and statistics through both cloud detection and sub-pixel cloud inhomogeneity sensitivity. <br><br> The uncertainties associated to cloud microphysics assumptions, namely cloud phase, particle size and shape, also impact significantly COT retrievals. For clouds with unambiguous cloud phase, strong correlations exist between the two COTs, with MODIS values comparable to POLDER ones for liquid clouds and MODIS values larger than POLDER ones for ice clouds. The large differences observed in ice phase cases are due to the use of different microphysical models in the two retrieval schemes. In cases when the two sensors disagree on cloud phase decision, COT retrieved assuming liquid phase is systematically larger. <br><br> The angular biases related to specific observation geometries are also quantified and discussed in particular based on POLDER observations. Those exhibit a clear increase of COT with decreasing sun elevation and a decrease of COT in forward scattering directions due to sub-pixel inhomogeneities and shadowing effects, this especially for lower sun. It also demonstrates unrealistic COT variations in the cloudbow and backward directions due to inappropriate cloud optical properties representation and an important increase of COT in the sun-glint directions in case of broken cloud.
  • The effect of ENSO-induced rainfall and circulation changes on the direct and indirect radiative forcing from Indonesian biomass-burning aerosols

    Emissions of biomass-burning aerosols from the Indonesian region are known to vary in response to rainfall anomalies associated with the El Niño Southern Oscillation (ENSO). For the severe El Niño-related drought in 1997, there have been several attempts to estimate the direct radiative forcing from increased aerosol emissions over Indonesia, as well as the associated feedbacks on climate. However, these estimates have not considered indirect aerosol effects. Another question that has not been addressed is whether the effect of ENSO-related circulation and rainfall anomalies on radiative forcing is significant relative to the effect of changes in emissions. In this study, we analyse the direct and first indirect radiative forcing from El Niño-related increased emissions of Indonesian biomass-burning aerosols, with and without the influence of ENSO-related rainfall and circulation anomalies. <br><br> We compare two experiments that are performed with the CSIRO-Mk3.6 atmospheric global climate model (GCM). The first experiment (AMIP) consists of a pair of runs that respectively represent El Niño and La Niña conditions. In these runs, the distribution of aerosols is simulated under the influence of realistic Indonesian biomass-burning aerosol emissions and sea surface temperatures (SSTs) for 1997 (El Niño) and 2000 (La Niña). The second experiment (CLIM) is identical to AMIP, but is forced by climatological SSTs, so that in CLIM meteorological differences between 1997 and 2000 are suppressed. <br><br> The comparison of AMIP and CLIM shows that the aerosol radiative forcing anomalies associated with ENSO (El Niño minus La Niña) are substantially stronger when ENSO-related SST anomalies are taken into account. For the first indirect effect, the influence of SST-induced changes in rainfall and circulation exceeds that of changes in emissions. For the direct aerosol forcing, the influence of changes in SSTs and emissions are of comparable magnitude. Averaged over the Indonesian region (5.6° N–11.2° S, 96.6° E–150.9° E), the first indirect forcing is −0.7 Wm<sup>−2</sup> in CLIM and −2.2 Wm<sup>−2</sup> in AMIP during the months July to November. The direct aerosol forcing at the top of the atmosphere (surface) is −1.0 (−5.3) Wm<sup>−2</sup> in CLIM and −1.8 (−9.1) Wm<sup>−2</sup> in AMIP during the same period. <br><br> Our results suggest that (a) the indirect aerosol effect from biomass-burning aerosols is strong enough to play an important role for impact assessments, and (b) that impacts of biomass-burning aerosols would be considerably underestimated if feedbacks of ENSO-related SST variations on radiative forcing are not taken into account.
  • CALIPSO observations of transatlantic dust: vertical stratification and effect of clouds

    We use CALIOP nighttime measurements of lidar backscatter, color and depolarization ratios, as well as particulate retrievals during the summer of 2007 to study transatlantic dust properties downwind of Saharan sources, and to examine the influence of nearby clouds on dust. Our analysis suggests that (1) under clear skies, while lidar backscatter and color ratio do not change much with altitude and longitude in the Saharan Air Layer (SAL), depolarization ratio increases with altitude and decreases westward in the SAL; (2) the vertical lapse rate of dust depolarization ratio, introduced here, increases within SAL as plumes move westward; (3) nearby clouds barely affect the backscatter and color ratio of dust volumes within SAL but not so below SAL. Moreover, the presence of nearby clouds tends to decrease the depolarization of dust volumes within SAL. Finally, (4) the odds of CALIOP finding dust below SAL next to clouds are about &frac23; of those far away from clouds. This feature, together with an apparent increase in depolarization ratio near clouds, indicates that particles in some dust volumes loose asphericity in the humid air near clouds, and cannot be identified by CALIPSO as dust.
  • Impact of 2000–2050 climate change on fine particulate matter (PM2.5) air quality inferred from a multi-model analysis of meteorological modes

    Studies of the effect of climate change on fine particulate matter (PM<sub>2.5</sub> air quality using general circulation models (GCMs) show inconsistent results including in the sign of the effect. This reflects uncertainty in the GCM simulations of the regional meteorological variables affecting PM<sub>2.5</sub>. Here we use the CMIP3 archive of data from fifteen different IPCC AR4 GCMs to obtain improved statistics of 21st-century trends in the meteorological modes driving PM<sub>2.5</sub> variability over the contiguous US. We analyze 1999–2010 observations to identify the dominant meteorological modes driving interannual PM<sub>2.5</sub> variability and their synoptic periods T. We find robust correlations (<i>r</i> > 0.5) of annual mean PM<sub>2.5</sub> with T, especially in the eastern US where the dominant modes represent frontal passages. The GCMs all have significant skill in reproducing present-day statistics for T and we show that this reflects their ability to simulate atmospheric baroclinicity. We then use the local PM<sub>2.5</sub>-to-period sensitivity (dPM<sub>2.5</sub>/dT) from the 1999–2010 observations to project PM<sub>2.5</sub> changes from the 2000–2050 changes in T simulated by the 15 GCMs following the SRES A1B greenhouse warming scenario. By weighted-average statistics of GCM results we project a likely 2000–2050 increase of ~ 0.1 μg m<sup>−3</sup> in annual mean PM<sub>2.5</sub> in the eastern US arising from less frequent frontal ventilation, and a likely decrease albeit with greater inter-GCM variability in the Pacific Northwest due to more frequent maritime inflows. Potentially larger regional effects of 2000–2050 climate change on PM<sub>2.5</sub> may arise from changes in temperature, biogenic emissions, wildfires, and vegetation, but are still unlikely to affect annual PM<sub>2.5</sub> by more than 0.5 μg m<sup>−3</sup>.
  • Relationships between particles, cloud condensation nuclei and cloud droplet activation during the third Pallas Cloud Experiment

    Concurrent measurement of aerosols, cloud condensation nuclei (CCN) and cloud droplet activation were carried out as a part of the third Pallas Cloud Experiment (PaCE-3) which took place at a ground based site located on northern Finland during the autumn of 2009. In this study, we investigate relationships between the aerosol properties, CCN and size resolved cloud droplet activation. During the investigated cloudy periods, the inferred number of cloud droplets (CDNC) varied typically between 50 and 150 cm<sup>−3</sup> and displayed a linear correlation both with the number of particles having sizes over 100 nm and with the CCN concentrations at 0.4% supersaturation. Furthermore, the diameter corresponding to the 50% activation fraction, <i>D</i><sub>50</sub>, was generally in the range of 80 to 120 nm. The measured CCN concentrations were compared with predictions of a numerical model which used the measured size distribution and size resolved hygroscopicity as input. Assuming that the droplet surface tension is equal to that of water, the measured and predicted CCN concentrations were generally within 30%. We also simulated size dependent cloud droplet activation with a previously developed air parcel model. By forcing the model to reproduce the experimental values of CDNC, adiabatic estimates for the updraft velocity and the maximum supersaturation reached in the clouds were derived. Performed sensitivity studies showed further that the observed variability in CDNC was driven mainly by changes in the particle size distribution while the variations in the updraft velocity and hygroscopicity contributed to a lesser extent. The results of the study corroborate conclusions of previous studies according to which the number of cloud droplets formed in clean air masses close to the Arctic is determined mainly by the number of available CCN.
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