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  • Primary and secondary biomass burning aerosols determined by proton nuclear magnetic resonance (1H-NMR) spectroscopy during the 2008 EUCAARI campaign in the Po Valley (Italy)

    Atmospheric organic aerosols are generally classified as primary and secondary (POA and SOA) according to their formation processes. An actual separation, however, is challenging when the timescales of emission and gas-to-particle formation overlap. The presence of SOA formation in biomass burning plumes leads to scientific questions about whether the oxidized fraction of biomass burning aerosol is rather of secondary or primary origin, as some studies would suggest, and about the chemical compositions of oxidized biomass burning POA and SOA. In this study, we apply nuclear magnetic resonance (NMR) spectroscopy to investigate the functional group composition of fresh and aged biomass burning aerosols during an intensive field campaign in the Po Valley, Italy. The campaign was part of the EUCAARI project and was held at the rural station of San Pietro Capofiume in spring 2008. Factor analysis applied to the set of NMR spectra was used to apportion the wood burning contribution and other organic carbon (OC) source contributions, including aliphatic amines. Our NMR results, referred to the polar, water-soluble fraction of OC, show that fresh wood burning particles are composed of polyols and aromatic compounds, with a sharp resemblance to wood burning POA produced in wood stoves, while aged samples are clearly depleted of alcohols and are enriched in aliphatic acids with a smaller contribution of aromatic compounds. The comparison with biomass burning organic aerosols (BBOA) determined by high-resolution aerosol mass spectrometry (HR-TOF-AMS) at the site shows only a partial overlap between NMR BB-POA and AMS BBOA, which can be explained by either the inability of BBOA to capture all BB-POA composition, especially the alcohol fraction, or the fact that BBOA account for insoluble organic compounds unmeasured by the NMR. Therefore, an unambiguous composition for biomass burning POA could not be derived from this study, with NMR analysis indicating a higher O / C ratio compared to that measured for AMS BBOA. The comparison between the two techniques substantially improves when adding factors tracing possible contributions from biomass burning SOA, showing that the operational definitions of biomass burning organic aerosols are more consistent between techniques when including more factors tracing chemical classes over a range of oxidation levels. Overall, the non-fossil total carbon fraction was 50–57%, depending on the assumptions about the <sup>14</sup>C content of non-fossil carbon, and the fraction of organic carbon estimated to be oxidized organic aerosol (OOA) from HR-TOF-AMS measurements was 73–100% modern.
  • An airborne assessment of atmospheric particulate emissions from the processing of Athabasca oil sands

    During the Arctic Research of the Composition of the Troposphere from Aircraft and Satellites (ARCTAS) campaign, two NASA research aircraft, a DC-8 and a P-3B, were outfitted with extensive trace gas (the DC-8) and aerosol (both aircraft) instrumentation. Each aircraft spent about a half hour sampling air around the oil sands mining and upgrading facilities near Ft. McMurray, Alberta, Canada. The DC-8 circled the area, while the P-3B flew directly over the upgrading plants, sampling close to the exhaust stacks, then headed downwind to monitor the aerosol as it aged. At short range, the plume from the oil sands is a complex mosaic of freshly nucleated ultrafine particles from a SO<sub>2</sub>- and NO<sub>2</sub>-rich plume, soot and possibly fly ash from industrial processes, and dust from dirt roads and mining operations. Shortly downwind, organic aerosol appears in quantities that rival SO<sub>4</sub>, either as volatile organic vapors condense or as they react with the H<sub>2</sub>SO<sub>4</sub>. The DC-8 pattern allowed us to integrate total flux from the oil sands facilities within about a factor of 2 uncertainty that spanned values consistent with 2008 estimates from reported SO<sub>2</sub> and NO<sub>2</sub> emissions, though there is no reason to expect one flyby to represent average conditions. In contrast, CO fluxes exceeded reported regional emissions, due either to variability in production or sources missing from the emissions inventory. The conversion rate of SO<sub>2</sub> to aerosol SO<sub>4</sub> of ~6% per hour is consistent with earlier reports, though OH concentrations are insufficient to accomplish this. Other oxidation pathways must be active. Altogether, organic aerosol and black carbon emissions from the oil sands operations are small compared with annual forest fire emissions in Canada. The oil sands do contribute significant sulfate and exceed fire production of SO<sub>2</sub> by an order of magnitude.
  • Effects of aerosols on precipitation in north-eastern North America

    The changes in precipitation in north-eastern North America caused by chemistry – and particularly anthropogenic aerosols – are investigated using the Weather Research Forecasting with Chemistry (WRF/Chem v3.2) model. The simulations were carried out for a five-month period from April to August 2009. The model results show that non-negligible changes in both convective and cloud-resolved (non-convective) precipitation are caused by chemistry and/or aerosols over most parts of the domain. The changes can be attributed to both radiative and microphysical interactions with the meteorology. A chemistry-induced change of approximately −15% is found in the five-month mean daily convective precipitation over areas with high convective rain; most of this can be traced to radiative effects. Total convective rain is greater than total non-convective rain in the domain, but a chemistry-induced increase of about 30% is evident in the five-month mean daily non-convective precipitation over the heavily urbanized parts of the Atlantic coast. The effects of aerosols on cloud microphysics and precipitation were examined for two particle size ranges, 0.039–0.1 μm and 1–2.5 μm, representing the nucleation and accumulation modes respectively. Strongly positive spatial correlation between cloud droplet number and non-convective rain are found for activated (cloud-borne) aerosols in both size ranges. Non-activated (interstitial) aerosols have a positive correlation with cloud droplet number and non-convective rain when they are small and an inverse correlation for larger sizes.
  • Evaluation of aerosol number concentrations in NorESM with improved nucleation parameterization

    The Norwegian Earth System Model (NorESM) is evaluated against atmospheric observations of aerosol number concentrations. The model is extended to include an explicit mechanism for new particle formation and secondary organic aerosol (SOA) formation from biogenic precursors. Three nucleation mechanisms are included in NorESM: binary sulfuric acid, activation type, and organic nucleation. Ten model experiments are conducted to study the sensitivity of the simulated aerosol number concentrations to nucleation, SOA formation, black carbon size distribution and model meteorology. Simulated vertical profiles are evaluated against 12 flight campaigns. Comparison of monthly averaged aerosol number concentrations against 60 measurement sites reveals that the model with explicit nucleation and SOA scheme performs well in terms of correlation coefficient, <i>R</i><sup>2</sup> = 0.41 and a bias of −6%. NorESM generally overestimates the amplitude of the seasonal cycle, possibly due to underestimated sinks or exaggerated sensitivity to biogenic precursors.
  • Modeling kinetic partitioning of secondary organic aerosol and size distribution dynamics: representing effects of volatility, phase state, and particle-phase reaction

    This paper describes and evaluates a new framework for modeling kinetic gas-particle partitioning of secondary organic aerosol (SOA) that takes into account diffusion and chemical reaction within the particle phase. The framework uses a combination of (a) an analytical quasi-steady-state treatment for the diffusion–reaction process within the particle phase for fast-reacting organic solutes, and (b) a two-film theory approach for slow- and nonreacting solutes. The framework is amenable for use in regional and global atmospheric models, although it currently awaits specification of the various gas- and particle-phase chemistries and the related physicochemical properties that are important for SOA formation. Here, the new framework is implemented in the computationally efficient Model for Simulating Aerosol Interactions and Chemistry (MOSAIC) to investigate the competitive growth dynamics of the Aitken and accumulation mode particles. Results show that the timescale of SOA partitioning and the associated size distribution dynamics depend on the complex interplay between organic solute volatility, particle-phase bulk diffusivity, and particle-phase reactivity (as exemplified by a pseudo-first-order reaction rate constant), each of which can vary over several orders of magnitude. In general, the timescale of SOA partitioning increases with increase in volatility and decrease in bulk diffusivity and rate constant. At the same time, the shape of the aerosol size distribution displays appreciable narrowing with decrease in volatility and bulk diffusivity and increase in rate constant. A proper representation of these physicochemical processes and parameters is needed in the next generation models to reliably predict not only the total SOA mass, but also its composition- and number-diameter distributions, all of which together determine the overall optical and cloud-nucleating properties.
  • Inorganic salts interact with oxalic acid in submicron particles to form material with low hygroscopicity and volatility

    Volatility and hygroscopicity are two key properties of organic aerosol components, and both are strongly related to chemical identity. While the hygroscopicities of pure salts, di-carboxylic acids (DCA), and DCA salts are known, the hygroscopicity of internal mixtures of these components, as they are typically found in the atmosphere, has not been fully characterized. Here we show that inorganic–organic component interactions typically not considered in atmospheric models can lead to very strongly bound metal–organic complexes and greatly affect aerosol volatility and hygroscopicity; in particular, the bi-dentate binding of DCA to soluble inorganic ions. We have studied the volatility of pure, dry organic salt particles and the hygroscopicity of internal mixtures of oxalic acid (OxA, the dominant DCA in the atmosphere) and a number of salts, both mono- and di-valent. The formation of very low volatility organic salts was confirmed, with minimal evaporation of oxalate salt particles below 75 °C. Dramatic increases in the cloud condensation nuclei (CCN) activation diameter for particles with di-valent salts (e.g., CaCl<sub>2</sub>) and relatively small particle volume fractions of OxA indicate that standard volume additivity rules for hygroscopicity do not apply. Thus small organic compounds with high O : C ratios are capable of forming low-volatility and very low hygroscopicity particles. Given current knowledge of the formation mechanisms of OxA and M–Ox salts, surface enrichment of insoluble M–Ox salts is expected. The resulting formation of an insoluble coating of metal-oxalate salts can explain low-particle hygroscopicities. The formation of particles with a hard coating could offer an alternative explanation for observations of glass-like particles without the need for a phase transition.
  • H2O and HCl trace gas kinetics on crystalline HCl hydrates and amorphous HCl / H2O in the range 170 to 205 K: the HCl / H2O phase diagram revisited

    In this laboratory study, H<sub>2</sub>O ice films of 1 to 2 μm thickness have been used as surrogates for ice particles at atmospherically relevant conditions in a stirred flow reactor (SFR) to measure the kinetics of evaporation and condensation of HCl and H<sub>2</sub>O on crystalline and amorphous HCl hydrates. A multidiagnostic approach has been employed using Fourier transform infrared spectroscopy (FTIR) absorption in transmission to monitor the condensed phase and residual gas mass spectrometry (MS) for the gas phase. An average stoichiometric ratio of H<sub>2</sub>O : HCl = 5.8 ± 0.7 has been measured for HCl &centerdot; 6H<sub>2</sub>O, and a mass balance ratio between HCl adsorbed onto ice and the quantity of HCl measured using FTIR absorption (<i>N</i><sub>in</sub> – <i>N</i><sub>esc</sub> – <i>N</i><sub>ads</sub>) / <i>N</i><sub>FTIR</sub> = 1.18 ± 0.12 has been obtained. The rate of evaporation </i>R</i><sub>ev</sub>(HCl) for crystalline HCl hexahydrate (HCl &centerdot; 6H<sub>2</sub>O) films and amorphous HCl / H<sub>2</sub>O mixtures has been found to be lower by a factor of 10 to 250 compared to <i>R</i><sub>ev</sub>(H<sub>2</sub>O) in the overlapping temperature range 175 to 190 K. Variations of the accommodation coefficient α(HCl) on pure HCl &centerdot; 6H<sub>2</sub>O up to a factor of 10 at nominally identical conditions have been observed. The kinetics (α, <i>R</i><sub>ev</sub>) are thermochemically consistent with the corresponding equilibrium vapour pressure. In addition, we propose an extension of the HCl / H<sub>2</sub>O phase diagram of crystalline HCl &centerdot; 6H<sub>2</sub>O based on the analysis of deconvoluted FTIR spectra of samples outside its known existence area. A brief evaluation of the atmospheric importance of both condensed phases – amorphous HCl / H<sub>2</sub>O and crystalline HCl &centerdot; 6H<sub>2</sub>O – is performed in favour of the amorphous phase.
  • Interpretation of freezing nucleation experiments: singular and stochastic; sites and surfaces

    Publications of recent years dealing with laboratory experiments of immersion freezing reveal uncertainties about the fundamentals of heterogeneous freezing nucleation. While it appears well accepted that there are two major factors that determine the process, namely fluctuations in the size and configuration of incipient embryos of the solid phase and the role of the substrate to aid embryo formation, views have been evolving about the relative importance of these two elements. The importance of specific surface sites is being established in a growing number of experiments and a number of approaches have been proposed to incorporate these results into model descriptions. Many of these models share a common conceptual basis yet diverge in the way random and deterministic factors are combined. The divergence can be traced to uncertainty about the permanence of nucleating sites, to the lack of detailed knowledge about what surface features constitute nucleating sites, and to the consequent need to rely on empirical or parametric formulas to define the population of sites of different effectiveness. Recent experiments and models, consistent with earlier work, demonstrate the existence and primary role of permanent nucleating sites and the continued need for empirically based formulations of heterogeneous freezing. In order to clarify some aspects of the processes controlling immersion freezing, the paper focuses on three identifiably separate but interrelated issues: (i) the combination of singular and stochastic factors, (ii) the role of specific surface sites, and (iii) the modeling of heterogeneous ice nucleation.
  • Influence of air mass downward transport on the variability of surface ozone at Xianggelila Regional Atmosphere Background Station, southwest China

    In situ measurements of ozone (O<sub>3</sub>), carbon monoxide (CO) and meteorological parameters were made from December 2007 to November 2009 at the Xianggelila Regional Atmosphere Background Station (28.006° N, 99.726° E; 3580 m a.s.l.), southwest China. It was found that both O<sub>3</sub> and CO peaked in spring while the minima of O<sub>3</sub> and CO occurred in summer and winter, respectively. A normalized indicator (marked as "<i>Y</i>") on the basis of the monthly normalized O<sub>3</sub>, CO and water vapor, is proposed to evaluate the occurrence of O<sub>3</sub> downward transport from the upper, O<sub>3</sub>-rich atmosphere. This composite indicator has the advantage of being less influenced by the seasonal or occasional variations of individual factors. It is shown that the most frequent and effective transport occurred in winter (accounting for 39% of the cases on the basis of a threshold of the <i>Y</i> value larger than 4) and they can make a significant contribution to surface O<sub>3</sub> at Xianggelila. A 9.6 ppb increase (21.0%) of surface ozone is estimated based on the impact of deep downward transport events in winter. A case of strong O<sub>3</sub> downward transport event under the synoptic condition of a deep westerly trough is studied by the combination of the <i>Y</i> indicator, potential vorticity, total column ozone and trajectory analysis. Asian monsoon plays an important role in suppressing O<sub>3</sub> accumulation in summer and fall. The seasonal variation of O<sub>3</sub> downward transport, as suggested by the <i>Y</i> indicator at Xianggelila, is consistent with the seasonality of stratosphere-to-troposphere transport and the subtropical jet stream over the Tibetan Plateau.
  • On the detection of the solar signal in the tropical stratosphere

    We investigate the relative role of volcanic eruptions, El Niño–Southern Oscillation (ENSO), and the quasi-biennial oscillation (QBO) in the quasi-decadal signal in the tropical stratosphere with regard to temperature and ozone commonly attributed to the 11&thinsp;yr solar cycle. For this purpose, we perform transient simulations with the Whole Atmosphere Community Climate Model forced from 1960 to 2004 with an 11&thinsp;yr solar cycle in irradiance and different combinations of other forcings. An improved multiple linear regression technique is used to diagnose the 11&thinsp;yr solar signal in the simulations. One set of simulations includes all observed forcings, and is thereby aimed at closely reproducing observations. Three idealized sets exclude ENSO variability, volcanic aerosol forcing, and QBO in tropical stratospheric winds, respectively. Differences in the derived solar response in the tropical stratosphere in the four sets quantify the impact of ENSO, volcanic events and the QBO in attributing quasi-decadal changes to the solar cycle in the model simulations. The novel regression approach shows that most of the apparent solar-induced lower-stratospheric temperature and ozone increase diagnosed in the simulations with all observed forcings is due to two major volcanic eruptions (i.e., El Chichón in 1982 and Mt. Pinatubo in 1991). This is caused by the alignment of these eruptions with periods of high solar activity. While it is feasible to detect a robust solar signal in the middle and upper tropical stratosphere, this is not the case in the tropical lower stratosphere, at least in a 45&thinsp;yr simulation. The present results suggest that in the tropical lower stratosphere, the portion of decadal variability that can be unambiguously linked to the solar cycle may be smaller than previously thought.
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